In-house counsel and compliance officers have always had to have policies in place to ensure their company’s compliance with the laws of multiple jurisdictions. And, not surprisingly, counsel often must contend with responding appropriately to parallel multi-sovereign investigations. This is especially true in recent times, when state and local regulators are flexing their muscle to initiate and join in the investigation of financial and corporate crimes that once were more commonly investigated by federal prosecuting offices and regulatory agencies. Please join Venable and the National Society of Compliance Professionals (NSCP), and a slate of panelists which includes former federal prosecutors, current chief ethics and compliance officers, and the Commissioner of the NYC Department of Investigation to unpack case hypotheticals and discuss best practices for dealing with parallel multi-sovereign investigations and issues unique to parallel investigations.
CLE accreditation is available.
Registration and Breakfast 8:00 – 8:30 a.m. ET
Program 8:30 – 10:00 a.m. ET
Kan Nawaday, Investigations and White Collar Defense Group, Venable LLP
Margaret Garnett, Commissioner, New York City Department of Investigation
Rebecca Rohr, Vice President, Anti-Corruption and Global Trade, Ethics and Compliance, Hewlett Packard Enterprise
Niketh Velamoor, Anti-Money Laundering, Anti-Corruption and Privacy Officer, Neuberger Berman
Michael Blume, Regulatory Group, Venable LLP