Jonathan Perlman, the president of the National Association of Federal Equity Receivers (NAFER), will be moderating “A Fireside Chat with the Directors,” at NAFER’s annual conference at the Ritz-Carlton, Bacara in Santa Barbara, California on October 27-30, featuring CFTC Enforcement Division director Ian McGinley and SEC Enforcement Division acting deputy director Sam Waldon. They will discuss current issues and trends they foresee in the regulatory and enforcement actions they bring at the SEC and CFTC to protect securities and derivatives market users and investors from fraud, manipulation, and abusive practices. This is an unprecedented opportunity to hear from directors of both agencies together and obtain their unique perspectives on protecting the public.
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